EM Capital Management, LLC

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Header photos of Mt. Rushmore, Taj Mahal, Mayan Temple and Great Wall of China symbolizing the theme of EM Capital Management, LLC's global scope.

Text Box: Seth R. Freeman, CEO Featured on Bloomberg TV Seth R. Freeman, CEO and Chief Investment Officer regularly contributes on Bloomberg TV, CNBC and CNBC-Awaaz (India). Click here to view his November 6, 2008 Bloomberg TV interview about President-elect Obama policy implications for emerging markets investing. See India Focus and on Investment Opportunities in Vietnam and India.

Text Box: Mutual Fund Disclosure: Investors should carefully consider the investment objectives, risks, charges and expenses of the EM Capital India Gateway Fund. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 866-611-4967 or at www.emcapitalfunds.com. EM Capital India Gateway Fund is distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. The prospectus should be read carefully before investing. There are special risks associated with international investing including currency fluctuation, economic conditions, and different governmental and accounting standards. The fund contains international securities that may provide the opportunity for greater return but also have special risks associated with investing including currency, government regulation, differences in accounting standards and liquidity. Mutual Funds involve risk including possible loss of principal. Approval Code: 0437-NLD-4/3/2009 2009©EM Capital Management, LLC—All Rights Reserved Worldwide

Innovative Emerging Markets

ESG & SRI Products

EM Capital Management is a member of the Social Investment Forum and the International Working Group and believes it can provide investors with superior emerging markets returns while also implementing principles of socially responsible investing (SRI), sustainability and ESG (environmental, socially responsible and corporate governance) values and screens. EM Capital Management has recently been appointed Lead Investor for India by the Emerging Markets Disclosure Project co-chaired by the IFC.

is the Investment Adviser to

EM Capital India Gateway Fund

India-Focused U.S. Mutual Fund

Click the India Gateway photo to enter

the Official Mutual Fund Web Site

Interim Management of Hedge Funds

and Distressed Assets Advisory

EM Capital Management, LLC provides interim company, portfolio and single-asset management and professional wind-downs, work-outs and liquidation of under-performing and distressed assets including real estate and complex cross-border fraud and bankruptcy situations. Professionals perform Madoff Scheme and securities fraud litigation support and complex valuations.

EM Capital Management, LLC is a Registered Investment Adviser regulated by the United States Securities and Exchange Commission under the Investment Adviser Act of 1940

Tax– Efficient

Emerging Markets

Investment Structures

The EM Capital Management tax-efficient Mauritius master-fund structure eliminates India's 15% short-term capital gains tax by taking advantage of the anti-double taxation treaty between India and Mauritius. Investors benefit from 33 tax treaties including China, Middle East and African countries.

EM Capital Management, LLC is the Investment Adviser to EM Capital India Gateway Fund. Click the photo or the link above to enter www.emcapitalfunds.com, the official mutual fund website

Text Box: Emerging and Frontier Markets & Distressed Assets Specialists EM Capital Management, LLC manages securities portfolios and alternative assets and consults on emerging and frontier markets investments, real estate and distressed assets. We sponsor and manage registered mutual funds, private funds, private-equity funds and emerging markets separate accounts with absolute return, long-term growth and income objectives. EM Capital Management, LLC is actively promoting and creating innovative ESG, SRI and Green emerging markets investment products and related advisory services.

INDIA & ASIA

SERVICES

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PRIVATE FUNDS

MUTUAL FUNDS

Seth R. Freeman, CEO Taught a 2-Day Course

Distressed Investing & Financial Restructuring

September 9 - 10, 2009

J.W. Marriott Hotel

Kuala Lumpur, Malaysia

CONTACTS

GLOBAL TEAM

LATIN AMERICA

Announcing New Key Members:

Dr. Lincoln Rathnam, CFA— Singapore and Boston

Rajiv Shastri, CA — Mumbai

Changyao (Michael) Chen, MBA — China

Tinh Dang, LLB — Vietnam

Investors should carefully consider the investment objectives, risks, charges and expenses of EM Capital Management, LLC investment products. The Investment Advisory Agreement and/or Prospectus should be read carefully before investing. There are special risks associated with international and in particular emerging and frontier markets investing including currency fluctuation, economic conditions, and different governmental and accounting standards. International securities may provide the opportunity for greater return but also have special risks associated with investing including currency, government regulation, differences in accounting standards and liquidity. Investors may experience total loss of principal.

E-Mail Us

U.S. Tel: 925-376-8700 US Toll-Free: 800-933-1850