Investors should carefully consider the investment objectives, risks, charges and expenses of the EM Capital India Gateway Fund. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 866-611-4967 or at www.emcapitalfunds.com. EM Capital India Gateway Fund is distributed by Northern Lights Distributors, LLC, Member FINRA/SIPC
The prospectus should be read carefully before investing. There are special risks associated with international investing including currency fluctuation, economic conditions, and different governmental and accounting standards. The fund contains international securities that may provide the opportunity for greater return but also have special risks associated with investing including currency, government regulation, differences in accounting standards and liquidity.
© EM Capital Management, LLC
In the News
Emerging and Frontier Markets & Distressed Assets Specialists
EM Capital Management, LLC is a Registered Investment Adviser and International Asset Manager
regulated by the United States Securities and Exchange Commission under the Investment Adviser Act of 1940.
Richard Zahm, Esq., Managing Director & Chief Compliance Officer — San Francisco & Darien, CT
Richard is responsible for the firm’s SEC and global regulatory compliance and real estate products and services. A licensed California attorney, Richard earned a JD at Stanford Law School, an MBA at the Graduate School of Business, University of Cape Town, South AfricaB.A. at Colorado College (cum laude), a . He also holds a California Real Estate Broker License. Richard is a member of: California State Bar Association, Financial Institutions Committee (Chair); California State Bar Association, Real Estate Finance Committee (Member); San Francisco Bank Attorneys Association; National Association of Mortgage Brokers and the California Mortgage Association (Committees: Fund Management, Construction Lending). Richard is a founder and Principal of Second Angel Bancorp. He is also a Manager of Second Angel Fund I, LLC, a California finance lender regulated by the California Department of Corporations, and a member of Second Angel’s Loan Committee.
Mr. Tinh Dang, a Vietnam-born Canadian barrister and solicitor, has more than fourteen years professional experience in the foreign investment field in Vietnam. Mr. Dang graduated from York University, Toronto (BA) and the University of Ottawa Law School (LL.B) in 1990. He has been practicing as barrister and solicitor both in Canada and in Vietnam for over 14 years. Mr. Dang was instrumental in securing all necessary regulatory licenses and permits for Tiberon Minerals (Canada) beginning in 1997. Tiberon successfully discovered the Nui Phao tungsten and polymetallic mine which, when in production, will be the world’s largest producer of tungsten and bismuth, as well as major producer of fluorspar. Mr. Dang’s accomplishments also include playing an instrumental role in the successful acquisition of a 6,000 sq km offshore oil exploration block and a coal bed methane project with Keeper Resources. Dang is considered one of the foremost experts on Vietnam’s mineral law, petroleum law and foreign investment in Vietnam. His published works include a book on Vietnam’s Mineral Law. He was the co-founder of the Canadian Chamber of Commerce in Vietnam and served as the Hanoi chapter president from 2000-2005.
Based in India, Jit supports the investment process in India including fundamental sector and company research. Prior to returning to India, to re-join the family steel and energy business, Jit worked at Russell/Mellon Analytical Services and Callard Asset Management where he researched and recommended stocks using both technical and fundamental analysis and performed attribution analysis and performance measurement reporting for client portfolios. He is a US-trained Chartered Financial Analyst charter-holder and earned an MBA in International Management from Thunderbird, the American Graduate School of International Management. and a B Eng. in Electronics and Communication from Govind Ballabh Pant Engineering College in UP, India.
Rajiv Shastri, based in Mumbai, India, is responsible for India market-entry and investment strategies, investment research, due diligence and portfolio management . He is the Co-Portfolio Manager of the EM Capital India Gateway Fund (EMINX). Rajiv is a licensed Chartered Accountant.
Prior to joining EM Capital Management, LLC, from September 2006 until December, 2008, Rajiv was employed by Lotus India Asset Management Limited (acquired by Religare Mutual Funds) as Head of Business Development and Strategic Initiatives and Head of Alternative Business. At Lotus India Asset Management, he was responsible for new product design and management including the launch and portfolio management of India’s first quantitative equities mutual fund. From January 2005 to June 2006, Rajiv was the CEO of Sahara Mutual Funds, a mutual fund company based in Mumbai, India. From January 2004 to January 2005 he was employed by ABN AMRO Mutual Funds as Head of Debt Markets responsible for launching new debt mutual fund products. From January 2000 to January 2004, he held various positions at HDFC Mutual Funds including Fund Manager of HDFC Income Fund one of India’s largest and best performing Bond Funds and later as Head of Debt Markets.
Michael has over 17 years of experience in China's dynamic capital markets. Michael provides China-focused strategic market-entry, asset management and financial markets advice and intermediates transactions serving clients across many industries, domestic and foreign PE & VC firms as well as creditors in restructuring.
Michael has held senior executive positions in China's prestigious investment banks, including Great Wall Securities, J&A Securities, Etech Securities and trust & investment institutions. His broad experience in the Chinese securities industry covers corporate financing, corporate restructuring, M&A, brokerage management, securities marketing, portfolio management, business expansion and general management.
Michael gained hands-on experience in US markets at the CSE, CBOT, CBOE, CME and at AON Group. Michael is a founder/principal and interim CEO of a Chinese real estate investment company. Michael earned a Bachelor and Master of Economics from Zhongnan University of Economics and Law. He was a senior visiting scholar at University of Illinois.
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